a report on properly dealing with the caution money of the clients and positions held by them; and

妥善处理客户保证金和持仓的报告；

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Partly it came no doubt from his own masterful nature, which loved to dominate and surprise those who were around him. Partly also from his professional caution, which urged him never to take any chances.

无疑的，一部分是因为他本人高傲的天性，喜欢支配一切并使他周围的人们感到惊讶，一部分也是由于他本行工作上所需的谨慎，他从来不愿随便冒险。

Conan Doyle, Arthur / The Hound of the Baskervilles柯南 道尔 / 巴斯克维尔猎犬

巴斯克维尔猎犬

柯南 道尔

The Hound of the Baskervilles

Conan Doyle, Arthur

© 1901, 1902 by A. Conan Doyle

failing to keep the clients' caution money independent of the futures company's own assets and managed separately according to relevant provisions;

未按照规定将客户保证金与期货公司的自有资产相互独立、分别管理；

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issue a pilot with a caution in writing; or

向该名持有执照的领港员发出书面警诫；或

http://www.legislation.gov.hk/eng/index.htm 04.09.2011

http://www.legislation.gov.hk/eng/index.htm 04.09.2011

Where the person or his (her) spouse is an employee of the CSRC or its dispatched institution, futures exchange, institution monitoring the safe custody of futures caution money or China Futures Association.

中国证监会及其派出机构、期货交易所、期货保证金安全存管监控机构和中国期货业协会的工作人员及其配偶。

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violating the related provisions on the offsetting the caution money with negotiable securities.

违反有价证券充抵保证金的有关规定。

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